General information about company
Scrip code	530557
NSE Symbol
MSEI Symbol
ISIN	INE132F01020
Name of the company	NCL Research & Financial Services Limited
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	31-03-2020
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)

Declaration
Sr. No.	Particular	Yes/No	Promoter and Promoter Group	Public shareholder	Non Promoter- Non Public
1	Whether the Listed Entity has issued any partly paid up shares?	No	No	No	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No	No	No	No
3	Whether the Listed Entity has issued any Warrants ?	No	No	No	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No	No	No	No
5	Whether the Listed Entity has any shares in locked-in?	No	No	No	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No	No
7	Whether company has equity shares with differential voting rights?	No	No	No	No
8	Whether the listed entity has any significant beneficial owner?	No

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total
(A)	Promoter & Promoter Group	1	4062500			4062500	2.79	4062500		4062500	2.79
(B)	Public	1597	141362500			141362500	97.21	141362500		141362500	97.21
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	1598	145425000			145425000	100	145425000		145425000	100

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
						No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
(A)	Promoter & Promoter Group				2.79					4062500
(B)	Public				97.21					126900275
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total				100					130962775

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)		Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
									No of Voting (XIV) Rights			Total as a % of Total Voting rights
									Class eg: X	Class eg:y	Total
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family		1	4062500			4062500	2.79	4062500		4062500	2.79
Sub-Total (A)(1)			1	4062500			4062500	2.79	4062500		4062500	2.79
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)			1	4062500			4062500	2.79	4062500		4062500	2.79
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
( 2 )	Central Government/ State Government(s)/ President of India		1	1000			1000	0	1000		1000	0
Sub-Total (B)(2)			1	1000			1000	0	1000		1000	0
( 3 )	Non-institutions
(a(i))	Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs.		1430	4209584			4209584	2.89	4209584		4209584	2.89
(a(ii))	Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.		24	14746573			14746573	10.14	14746573		14746573	10.14
(e)	Any Other (specify)		142	122405343			122405343	84.17	122405343		122405343	84.17
Sub-Total (B)(3)			1596	141361500			141361500	97.21	141361500		141361500	97.21
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)			1597	141362500			141362500	97.21	141362500		141362500	97.21
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )			1598	145425000			145425000	100	145425000		145425000	100
Total (A+B+C )			1598	145425000			145425000	100	145425000		145425000	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
					No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)				2.79					4062500
Sub-Total (A)(1)				2.79					4062500
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				2.79					4062500
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
( 2 )				0					1000
Sub-Total (B)(2)				0					1000
( 3 )	Non-institutions
(a(i))				2.89					4126684
(a(ii))				10.14					13391573
(e)				84.17					109381018
Sub-Total (B)(3)				97.21					126899275
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)				97.21					126900275
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )				100					130962775
Total (A+B+C )				100					130962775

Individuals/Hindu undivided Family
Searial No.	1
Name of the Shareholders (I)	VIJAY JAIDEO PODDAR	Click here to go back
PAN (II)	AACPP8853C	Total
No. of fully paid up equity shares held (IV)	4062500	4062500
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	4062500	4062500
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.79	2.79
Number of Voting Rights held in each class of securities (IX)
Class eg:X	4062500	4062500
Class eg:y
Total	4062500	4062500
Total as a % of Total Voting rights	2.79	2.79
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	2.79	2.79
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	4062500	4062500
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter Group

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Searial No.	1	2
Name of the Shareholders (I)	JAYANTA BOSE	CHAYA ASHOK AGRAWAL	Click here to go back
PAN (II)	AJEPB5862C	AHMPA0421C	Total
No. of fully paid up equity shares held (IV)	6028290	1731250	7759540
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	6028290	1731250	7759540
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	4.15	1.19	5.34
Number of Voting Rights held in each class of securities (IX)
Class eg: X	6028290	1731250	7759540
Class eg:y
Total	6028290	1731250	7759540
Total as a % of Total Voting rights	4.15	1.19	5.34
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	4.15	1.19	5.34
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	6028290	1731250	7759540
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	1	2	3	4	5	6	7
Category	Non-Resident Indian (NRI)	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate
Category / More than 1 percentage	Category	Category	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding
Name of the Shareholders (I)			RANGAN VINCOM PRIVATE LIMITED	PETUNIA TRADES PRIVATE LIMITED	AYAAN COMMERCIAL PRIVATE LIMITED	LIFEWOOD TIEUP PRIVATE LIMITED	JOYGURU COMMOTRADE PVT. LTD.
PAN (II)			AAGCR1715E	AAGCP4719E	AAKCA4354Q	AACCL2349A	AACCJ1455B
No. of the Shareholders (I)	9	109	1	1	1	1	1
No. of fully paid up equity shares held (IV)	13067	28091330	1501600	1572025	1675000	1871725	2261675
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	13067	28091330	1501600	1572025	1675000	1871725	2261675
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	0.01	19.32	1.03	1.08	1.15	1.29	1.56
Number of Voting Rights held in each class of securities (IX)
Class eg: X	13067	28091330	1501600	1572025	1675000	1871725	2261675
Class eg:y
Total	13067	28091330	1501600	1572025	1675000	1871725	2261675
Total as a % of Total Voting rights	0.01	19.32	1.03	1.08	1.15	1.29	1.56
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	0.01	19.32	1.03	1.08	1.15	1.29	1.56
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	13067	27566350	1501600	1572025	0	1497380	2261675
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	8	9	10	11	12	13	14
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate
Category / More than 1 percentage	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding
Name of the Shareholders (I)	FAIR DEAL EQUIRESEARCH AND REALTORS PRIVATE LIMITED	REACHSMART CONSTRUCTION PRIVATE LIMITED	VICTOR COMMODEAL PRIVATE LIMITED	SPRINT VANIJYA PRIVATE LIMITED	ROCKERS TRADELINK PRIVATE LIMITED	SNOWHILL DEATRADE PRIVATE LIMITED	HELOT PROPERTIES PRIVATE LIMITED
PAN (II)	AABCF2782J	AAGCR4662J	AADCV5991P	AALCS9394K	AAECR2957A	AARCS1012L	AACCH8885R
No. of the Shareholders (I)	1	1	1	1	1	1	1
No. of fully paid up equity shares held (IV)	2500000	2530775	2566950	2615625	2618875	2696625	2936950
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	2500000	2530775	2566950	2615625	2618875	2696625	2936950
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.72	1.74	1.77	1.8	1.8	1.85	2.02
Number of Voting Rights held in each class of securities (IX)
Class eg: X	2500000	2530775	2566950	2615625	2618875	2696625	2936950
Class eg:y
Total	2500000	2530775	2566950	2615625	2618875	2696625	2936950
Total as a % of Total Voting rights	1.72	1.74	1.77	1.8	1.8	1.85	2.02
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.72	1.74	1.77	1.8	1.8	1.85	2.02
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	2500000	2530775	2566950	2615625	2618875	2696625	2936950
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	15	16	17	18	19	20	21
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate
Category / More than 1 percentage	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding
Name of the Shareholders (I)	TANAYA VINCOM PRIVATE LIMITED	SHREEHARI VINIMAY PRIVATE LIMITED	KATYANI COMMODITIES PRIVATE LIMITED	CORE COMMODITIES PRIVATE LIMITED	SWADHINATA VINTRADE PRIVATE LIMITED	LOOKLIKE TRADE PRIVATE LIMITED	EVERSTRONG VINCOM PVT LTD
PAN (II)	AADCT8361K	AAJCS5620A	AAECK6244R	AAECC2931M	AARCS2310P	AACCL2013K	AACCE9957B
No. of the Shareholders (I)	1	1	1	1	1	1	1
No. of fully paid up equity shares held (IV)	3000000	3204200	3731575	4481550	5402175	5693625	5860600
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	3000000	3204200	3731575	4481550	5402175	5693625	5860600
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.06	2.2	2.57	3.08	3.71	3.92	4.03
Number of Voting Rights held in each class of securities (IX)
Class eg: X	3000000	3204200	3731575	4481550	5402175	5693625	5860600
Class eg:y
Total	3000000	3204200	3731575	4481550	5402175	5693625	5860600
Total as a % of Total Voting rights	2.06	2.2	2.57	3.08	3.71	3.92	4.03
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	2.06	2.2	2.57	3.08	3.71	3.92	4.03
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	3000000	3204200	3731575	231550	5402175	5693625	5860600
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	22	23	24	25	26
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate
Category / More than 1 percentage	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding
Name of the Shareholders (I)	OVERLOAD FINANCIAL ADVISORY PRIVATE LIMITED	ARYADEEP INFRAHOMES PRIVATE LIMITED	SANKATSATHI AGENCIES PRIVATE LIMITED	SHIVMANI VINIMAY PRIVATE LIMITED	GOODSHINE DEALTRADE PRIVATE LIMITED	Click here to go back
PAN (II)	AABCO6950F	AAKCA4731F	AARCS2968M	AASCS7406D	AAECG6112A	Total
No. of the Shareholders (I)	1	1	1	1	1	118
No. of fully paid up equity shares held (IV)	6292350	6895375	6906075	7228796	8256800	28104397
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	6292350	6895375	6906075	7228796	8256800	28104397
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	4.33	4.74	4.75	4.97	5.68	19.33
Number of Voting Rights held in each class of securities (IX)
Class eg: X	6292350	6895375	6906075	7228796	8256800	28104397
Class eg:y
Total	6292350	6895375	6906075	7228796	8256800	28104397
Total as a % of Total Voting rights	4.33	4.74	4.75	4.97	5.68	19.33
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	4.33	4.74	4.75	4.97	5.68	19.33
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	92350	6895375	6906075	7228796	8256800	27579417
Reason for not providing PAN
Reason for not providing PAN

Sr. No.Details of the SBODetails of the registered ownerDetails of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:Date of creation / acquisition of significant beneficial interestNamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)Whether by virtue of:SharesVoting rightsRights on distributable dividend or any other distributionExercise of controlExercise of significant influence